AID EFFECTIVENESS

  • Overview
  • The European Union
  • The United Nations
  • The World Bank
  • UK
  • OECD-DAC
  • Publications
The terrible costs of violent conflict on human lives, livelihoods and its repercussions on global security are frequently articulated by international donors and development institutions. This reflects welcome political engagement on the issue as well as work being done by specialist teams in governmental and non-governmental agencies.
 

However, the overarching approach to poverty reduction remains largely unaffected by what has been learnt about conflict and state fragility. The ‘aid effectiveness’ paradigm enshrined in the Paris Declaration continues to be used even where persistent insecurity and its underlying causes risk rendering it ineffective, or, at worst, counter-productive. Discrete “conflict prevention” activities are tacked on in the hope that they will help sort out conflict issues that get in the way of “normal” development.

In addition to working with people directly affected by violent conflict, we aim also, therefore, to influence how international actors decide on aid policy and delivery. We draw lessons from practice in fragile and conflict-affected countries and seek to ensure that the voices of those living there are heard by policy-makers. Based on analysis of how policy and programmes can be improved in specific regions as well as in thematic areas, we target our advocacy at a number of influential institutions:

THE EUROPEAN UNION
Alert has worked for over a decade to improve the EU's policies and practice related to conflict and peacebuilding. Most recently, we've been leading a group of organisations in establishing an EU Conflict Prevention Network.
THE UNITED NATIONS
Alert has long been at the forefront of efforts to incorporate gender perspectives into UN policy and practice. With the creation of the new UN Peacebuilding Commission, we are now providing guidance to improve the PBC's impact and effectiveness.
THE WORLD BANK
Alert has welcomed welcomes many of the ongoing changes in the Bank in relation to conflict and fragility, including the recent commitments to better staffing levels and incentives. It continues to look at how the Bank’s internal systems influence its effectiveness in fragile and conflict-affected countries.
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For more information, contact Phil Vernon

THE EUROPEAN UNION'S ROLE IN PEACEBUILDING

“in line with the fundamental values of the EU, the EU has given high political priority to improve the effectiveness and coherence of its external action in the field of conflict prevention” from the EU Programme for the Prevention of Violent Conflicts, 2001
The EU was established as a peacebuilding mechanism for Europe after the Second World War. Today, as a union of 27 Member States, it is a major international peacebuilding actor with a common commitment to build ‘a secure and peaceful world.’ Equal to the United States in economic strength, it is the world’s largest trading bloc, the biggest global humanitarian and development donor and is present in more than 120 countries, over a third of which are affected by conflict.

International Alert aims to improve the effectiveness of the EU’s effort to prevent violent conflict. The primary vehicle for this is the Initiative for Peacebuilding, a partnership which includes 10 European organizations that are expert in identifying the challenges and recommending ways forward.

The EU’s contribution to peacebuilding is constituted in a number of spheres:

i) policy dialogue, both with partner governments and with other key actors inside and outside the region (such as Russia, China and India). Dialogue covers a number of policy areas ranging from energy and trade to governance and human rights.

ii) economic incentives, such as closer co-operation, preferential access to EU markets and support for loans and investments. The reciprocal Economic Partnership Agreements (EPAs) with the African, Carribbean, and Pacific (ACP) countries, entering into force on 1 January 2008, have enormous significance in this regard.

iii) development assistance provided through budget lines for technical assistance and aid for humanitarian and development purposes and orientated through the elaboration of Regional and Country Strategy Papers.

iv) security-, Rule of Law- and public administration-related interventions under the European Security and Defence Policy (ESDP) and under short-term actions put in place with Community (1st pillar) financing.

The EU’s efforts to improve the effectiveness of its contribution to peacebuilding are manifested in a wide variety of statements, communications and other documents. Foremost among these is the Programme of Action for the Prevention of Violent Conflict set out in Gothenburg in 2001. This is being complemented by emerging institutional generic work on Fragile States and Situations as well as region-specific approaches such as the EU-Africa Strategy. Internal guidelines have also been circulated within the Commission to promote systematic attention to conflict prevention and crisis management and a check-list of root causes of conflict has been produced. However, greater political will, capacity building and technical expertise is needed to put existing policy commitments into practice and further improve the effectiveness of the EU’s contribution to peacebuilding.

OUR WORK

Alert's understanding of the political and structural dynamics of the EU, coupled with our analysis of the causes and processes of violent conflict has meant that we have become one of the leading providers of expertise and advice to the EU Presidencies, Council, Commission, Parliament and NGO community on a range of strategic peacebuilding issues.

By doing this we aim to ensure that the EU addresses the long-term root causes and evolving drivers of violent conflict and puts the goal of peacebuilding at the centre of its policy and institutional practices. This requires coherent structures and strategies across all EU policy and practice that are informed by the people who are affected by conflict.

We work towards this through:
  • Providing expert advice to the EU Presidencies and other relevant EU and Member State officials on policy, training, tools development and events
  • Facilitating dialogue between EU representatives and civil society from Europe and conflict-affected countries, between Presidencies and across the EU institutions and Member States
  • Policy analysis and recommendation through the production of joint position papers and briefings
  • Advocacy initiatives including organisation of seminars, launches and media events in London, Brussels and other EU capitals Monitoring, consultation and research on critical conflict issues and progress of EU conflict prevention policy and practice in Brussels and countries affected by conflict

International Alert also works within a number of networks and partnerships to promote peacebuilding within and amongst the EU:

NETWORKS AND PARTNERSHIPS
EPLO logo

We are a founding member of the European Peacebuilding Liaison Office (EPLO), a network of NGOs active in conflict prevention that seeks to promote peacebuilding policies among decision-makers in Europe. We work through EPLO to influence emerging EU policy papers, strategies and declarations. Following the finalisation of new Funding Instruments for 2007-2013 and with new programming plans being finalised by the Commission, International Alert worked with the EPLO, and with fellow member Saferworld, to produce the briefing paper Acting on commitments: How EU strategies and programming can better prevent violent conflict to highlight important areas of progress in the EU’s work during 2006 and to make specific recommendations on further improvements in the months ahead.

CPP logo

In 2006, Alert participated in a four-member consortium, the Conflict Prevention Partnership, that was led by International Crisis Group. Under this collaboration, we engaged with a range of officials and local stakeholders to advise on the EU’s peacebuilding role in the two geographic contexts, the Great Lakes and the South Caucasus, and on two thematic areas, the economic dimensions of peacebuilding and linking security and development in dealing with the challenges posed by ex-combatants.

Initiative for peacebuilding logo

Since late 2007, we have been leading a consortium of organisations in The Initiative for Peacebuilding (IfP). The IfP draws together the complementary geographic and thematic expertise of 10 civil society organisations (and their networks) with offices across the EU and in conflict-affected countries. IfP partners have joined together to develop and promote international knowledge and expertise in the field of conflict prevention and peacebuilding. IfP is a thematic project, exploring a number of cross-cutting issues in specific regions across four continents; emphasizing the inclusion of those affected by conflict in influencing national and international policy debates and ensuring a stronger link between policy and practice. The themes are: 1) Mediation; 2) Regional cooperation on environment, economy and natural resources; 3) Security; 4) Democratisation and transitional justice; 5) Gender; and 6) Capacity building and training.

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For more information,contact Lucia Montanaro

THE UNITED NATIONS

“Time and again it has been noted that there is a strong correlation between low levels of development and violent conflict...Our common objective should be to mobilize the whole institutional machinery of the United Nations to promote across-the-range policy approaches and best practices to develop answers to the complex and difficult needs of post-conflict countries and prevent their relapse into conflict.” ECOSOC President Dalius Cekuolis quoted by United Nations News Service January 2007

With a clear security mandate and numerous conflict prevention and peacebuilding activities across the world, the United Nations is the most prevalent and, arguably, visible multilateral institution in countries experiencing or emerging from violent conflict. International Alert has been working with and lobbying the UN on various issues but, with the creation of the new Peacebuilding Commission, we now have an opportunity to target our efforts more closely.

The UN Peacebuilding Commission (PBC)

The United Nations Peacebuilding Commission (PBC) was established in December 2005 to help countries in post-conflict peacebuilding, recovery, reconstruction and development. Since it began its work in mid-2006, the PBC has been seen by International Alert and others as an opportunity to build peace more effectively. The Commission’s first activities are now well underway, focusing initially on Burundi and Sierra Leone. In the light of International Alert’s long-standing peacebuilding experience in Central and West Africa, we have been closely following the development of the PBC. In addition, Alert’s Secretary General, Dan Smith, has been selected as one of 10 members of the Advisory Group overseeing the UN’s new Peacebuilding Fund, which will provide financial resources for peacebuilding activities.

OUR WORK

In late 2006 Alert submitted recommendations for how the PBC should prioritise its work both generically and in Burundi specifically. We identified priority areas for policy dialogue and sustained commitment to change, such as the independence and impartiality in the justice systems and the mitigation of tensions over land and gender equality.

Alert will continue to provide our advice and expertise to optimise the PBC’s ability to improve the situation of those suffering from conflict and insecurity. Currently the most important message for the PBC is not to rush the adoption of hastily drafted peacebuilding strategies, but to ensure that, through consultation with all relevant stakeholders, clear goals, objectives, indicators and targets are identified. For the PBC to make a difference, the roadmap has to be identifiable and credible.

The PBC and gender

At International Alert, our work with the UN on gender issues has evolved from our campaign with other organisations beginning in 1999 which successfully advocated for the adoption of UN Security Council Resolution 1325 on Women, Peace and Security in October 2000. This is a watershed political framework that emphasises a gender perspective and the pursuit of gender equality in all aspects of peacebuilding.

Alert continues to work to ensure the full implementation of SCR 1325 by the UN – not least within the UN Peacebuilding Commission. Gender equality and a stronger emphasis on SCR 1325 were among the top priorities we have been advocating for with the PBC. In addition, as a founding member and instrumental voice in the UN NGO Working Group on Women, Peace and Security, Alert has carried out a number of high-profile advocacy events to, among other things, bring the voices of Burundian and Sierra Leonean women to PBC decision-makers at UN Headquarters in New York. You can read about the event here.

For more information on Resolution 1325 and the PBC, download the NGO Working Group’s 2006 report: SCR 1325 and the Peacebuilding Commission.

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For more information, contact Phil Vernon

THE WORLD BANK

"All economic and development activities infrastructure, human and social sector development, economic management, private sector and agricultural recovery, etc. can potentially be selected or designed to contribute to peace-building goals." World Bank LICUS, Good Practice Note on Country Assistance Strategies in Fragile States, 2006

As a financier and as provider of often quite forceful policy and technical advice, the World Bank:

  • has very substantial direct and inadvertent impacts on local and national economic systems and governance. (These can be negative or positive);
  • influences the direction and characteristics of other aid and investment flows;
  • leverages interest and activities on the part of governments who are accessing, or seeking to access, external sources of funds.

Moreover, despite recent ructions involving the Bank president, some argue that the Bank’s role and influence will increase further in the coming years. This is because influential voices in the donor development community are currently arguing the need to 'multilateralise' development assistance and Finance Ministers may push for this in order to reduce the high transaction costs of aid incurred by bilateral donors.

OUR WORK

International Alert is currently deepening its analysis of the Bank’s engagement in fragile and conflict-affected countries. We are continuing to explore the structures and procedures in Washington DC and between HQ and country offices which affect decision-making. We are also looking at ground level impacts and partnerships in the context of new initiatives such as the Statebuilding and Peacebuilding Fund and the Governance and Anti-corruption Implementation Plan. The country cases for Alert are primarily Burundi, Nepal and Sri Lanka, where the Bank and other donors face very different governance and conflict challenges.

Our primary interest is in the institutional incentives and performance criteria for Bank staff and how they design and implement Bank programmes in-country (and across sub-regions). We aim to assist the process of adapting these to the acute development challenges in 40-50 countries worldwide dubbed ‘fragile’. The ultimate goal is to help improve the Bank’s ability to reduce state and societal fragility and prevent violent conflict.

Read about our work with the World Bank in Nepal:

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For more information, contact Phil Vernon

THE UK GOVERNMENT

“To prevent conflict, international partners must first understand the causes of conflict and ensure their aid does not unintentionally fuel it.” 2006 White Paper, “Making governance work for the poor”

Alert engages regularly with a wide range of departments across the UK government, particularly in the Department of International Development (DFID) and the Foreign and Commonwealth Office (FCO). We work with UK officials both as an individual organisation and also collectively with other conflict prevention NGO partners through the Peace and Security Liaison Group. PSLG members, for example, have been engaged in a process of mapping of the UK Government’s Conflict and Security Policy to look at how the UK Government has responded over the past five years to changing security needs, particularly in its international policy, and to understand how far conflict prevention/ peacebuilding has been integrated into broader government thinking. The PSLG has also sought to influence the Government Public Service Agreement on conflict prevention and resolution from late 2007.

In its individual advocacy, Alert focuses on the UK Government’s policies, funding streams and institutional set-up that determine how effectively it can contribute to peacebuilding, including through the UK’s operationalisation of UN SCR 1325 (see the section on the UN).

DFID has recently launched its fourth White Paper, potentially the most ambitious reform of the way British aid is designed and delivered since 1997.

Ahead of its publication, our Secretary General, Dan Smith, has met with the Secretary of State for International Development to give advice on the options for changing the way the British Government approaches overseas development aid for conflict affected and fragile states. Similar discussions were undertaken with DFID senior officials.

Alert has been calling for a fundamental reform of the way the UK delivers overseas aid to conflict affected countries and this White Paper, while not going as far as we would have liked, does offer a huge opportunity to harness the potential of UK aid to build peace. See our submission to DFID here.

Ahead of the General Election taking place in 2010, we recently hosted a series of debates on what sort of support is needed by conflict affected states with parliamentarians at each of the political party conferences. Find out more

Going forward, our work will remain focused on the extent to which this kind of knowledge is integrated into spending plans and programming, and the degree to which the commitments are put into practice.

Read about our aid effectiveness work in the UK:

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For more information, contact Phil Vernon

OECD-DAC

Alert has lobbied the Organisation for Economic Co-operation and Development's Development Assistance Committee (OECD-DAC) to emphasise the need for a different model of aid effectiveness when operating in ‘Fragile States’. The DAC Fragile States Group has started a number of initiatives in recent months that certainly go in the right direction. These include work on service delivery, allocation and ‘whole of government approaches’. Over a longer period, the Network on Conflict, Peace and Development Co-operation has produced guidance on conflict prevention and security sector reform. At the highest level, the member agencies of the DAC have now agreed Principles of Good International Engagement in Fragile States which articulate some of Alert’s concerns. However, there is still a long way to travel before the global aid system fully integrates these principles in its myriad activities and adapts the Paris Declaration on Aid Effectiveness accordingly.
 

PUBLICATIONS ON AID EFFECTIVENESS

The World Bank in fragile and conflict-affected countries: ‘How’, Not ‘How Much’

Author(s): Edward Bell
2008-05

This study outlines the particular development challenges confronting international actors in fragile and conflict-affected countries, and gives a summary of the World Bank’s evolving approach to those challenges. The study then sets out certain key problems which, despite recent improvements, continue to reduce the quality of the Bank’s impacts. Noting the inconsistencies in the Bank’s approaches, it assesses the factors that determine the Bank’s ability to deal with, and help address, the immense complexity of its operating environments. It concludes with recommendations for improving approaches to those complexities.
Download pdf | More Information
Acting on commitments: How EU strategies and programming can better prevent violent conflict

Author(s): International Alert, Saferworld and the European Peaceubilding Liaison Office
2007-04

New strategy papers for the EU's engagement with developing countries will soon be agreed. The activities under them will have fundamental impacts on the contexts in which they will be applied, and many of these are prone to, or affected by, violent conflict, or experience some kind of societal or state fragility. Recognising the importance of the strategy papers, and the programming which will flow from them, International Alert, Saferworld and the European Peaceubilding Liaison Office, have come together to produce this briefing paper, providing analysis and advice for decision-making in Brussels and in the field.
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SCR 1325 and the Peacebuilding Commission: Security Council Resolution 1325 on Women, Peace and Security – Six Years On Report

Author(s): Gina Torry (Ed). Authors: Karen Barnes, Rebecca Chiarelli, Carol Cohn, Ramina Johal, Milkah Kihunah and Maria Olson.
2006-10

The recently established United Nations Peacebuilding Commission (PBC) is a body intended to advise and propose integrated peacebuilding, development and reconstruction strategies for countries emerging from violent conflict. This SCR 1325 6 Years On Report examines the recent establishment of the Peacebuilding Commission, its structure, mandate and obligation to implement SCR 1325 in the achievement of durable peace and development.
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The UN Peacebuilding Commission: A Chance to Build Peace More Effectively (The Case of Burundi)

Author(s): International Alert
2006-10

Set up during 2006 with peacebuilding as its sole objective, the UN Peacebuilding Commission has the potential to use its intergovernmental voice to focus attention on the factors that could drive a renewal of conflict. In this light, Alert submitted recommendations in late 2006 on how the PBC could most effectively orientate its short and long-term support to the process of improving security and sustaining peace, for men and women, in Burundi. More widely, this publication also looks at the main challenges for the PBC and how it should focus its activities. The recommendations aim also to draw the PBC’s attention to the “where” and “how” of its engagement. This is because the way it engages with national stakeholders will be a significant determinant of progress towards peace.
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Peacebuilding in The Great Lakes: Challenges and Opportunities for the EU in the DRC

Author(s): Charlotte Vaillant
2006-09

Produced as part of the EU-funded Conflict Prevention Partnership, this paper analyses the context in which the European Union uses its external relations instruments to address security issues, promote legitimate and effective governance, and support economic recovery and regional integration, in the DRC. Consultations in the region and in the EU, as well as meetings held in Kinshasa in September 2006 with local officials, civil society and international diplomats have been used to develop recommendations and suggest possible avenues under each theme.
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